York Yuen Yuk Lo
羅元旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for York Yuen Yuk Lo (羅元旭), a licensed former licensee with CE reference ALS059. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-12-03 | 2008-04-17 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-11-05 | 2008-04-17 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-30 | 2007-10-28 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-03-30 | 2007-10-28 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-04 | 2007-03-30 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-04 | 2007-03-30 |