Yongseok Lee
李容奭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yongseok Lee (李容奭), a licensed Responsible Officer with CE reference AOI866. Currently licensed at 1 firm(s): Evercore Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Evercore Asia Limited |
RO | Type 1 — Dealing in securities | 2021-08-27 | present |
| Evercore Asia Limited |
RO | Type 4 — Advising on securities | 2021-08-27 | present |
| Evercore Asia Limited |
Rep | Type 4 — Advising on securities | 2018-10-11 | 2021-08-27 |
| Evercore Asia Limited |
Rep | Type 1 — Dealing in securities | 2015-12-02 | 2021-08-27 |
| Campbell Lutyens Asia Pacific Limited 思誠亞太有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-08 | 2015-10-30 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-05 | 2010-12-31 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-05 | 2010-12-31 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-24 | 2007-08-03 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-24 | 2007-08-03 |