Shunxiang Lan
蘭順祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shunxiang Lan (蘭順祥), a licensed Responsible Officer with CE reference ANW227. Currently licensed at 1 firm(s): Phecda Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phecda Capital Management Limited |
RO | Type 9 — Asset management | 2019-04-29 | present |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-21 | 2010-04-12 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-21 | 2010-04-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-10-22 | 2008-11-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-24 | 2008-11-21 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-16 | 2007-08-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-08-29 | 2007-01-20 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-08-29 | 2007-01-20 |