Johnny Yik Wah Ng
吳憶華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Yik Wah Ng (吳憶華), a licensed former licensee with CE reference ABI134. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-06 | 2020-10-15 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-10 | 2012-01-13 |
| RPS Investment Limited 永盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-03 | 2010-09-04 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-02 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-05 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-05 |
| Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-05 |