Di (SFC:BHH765) Wu
吳笛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di (SFC:BHH765) Wu (吳笛), a licensed former licensee with CE reference BHH765. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-09-09 | 2025-02-28 |
| Averest Capital Limited 永桐資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-19 | 2023-10-22 |
| Averest Capital Limited 永桐資本有限公司 |
Rep | Type 9 — Asset management | 2022-01-19 | 2023-10-22 |
| YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-28 | 2021-09-03 |
| YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-05-28 | 2021-09-03 |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-10 | 2020-11-27 |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 9 — Asset management | 2017-08-10 | 2020-11-27 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2016-07-04 | 2017-01-26 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2016-07-04 | 2017-01-26 |