Lok Yi Chim
詹樂怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yi Chim (詹樂怡), a licensed Representative with CE reference BMK659. Currently licensed at 1 firm(s): Northern Trust Company of Hong Kong Limited, The. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2019-08-09 | present |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2018-04-04 | 2019-06-27 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2018-04-04 | 2019-06-27 |