Wang Tat William Seto
司徒宏達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang Tat William Seto (司徒宏達), a licensed former licensee with CE reference AOU551. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| STI Asset Management Limited | Rep | Type 1 — Dealing in securities | 2018-06-19 | 2020-03-31 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2018-06-19 | 2020-03-31 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2018-06-19 | 2020-03-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-16 | 2008-07-04 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-04-16 | 2008-07-04 |