Xiaofang Chen
陳曉芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaofang Chen (陳曉芳), a licensed Responsible Officer with CE reference ARG412. Currently licensed at 1 firm(s): Afflux Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Afflux Securities Limited 上高證券有限公司 |
RO | Type 4 — Advising on securities | 2019-03-20 | present |
| Afflux Securities Limited 上高證券有限公司 |
RO | Type 9 — Asset management | 2019-03-20 | present |
| Afflux Securities Limited 上高證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-28 | present |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-25 | 2015-08-28 |