LERTHAI Asset Management Limited
勒泰資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for LERTHAI Asset Management Limited (勒泰資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BFW987. Current licensed staff on file: 0 (total recorded over time: 17). Earliest licence on file: 2015-09-15.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2017-03-23 | 2021-09-24 |
| Type 9 — Asset management | 2015-09-15 | 2021-09-24 |
Licensed staff (all-time) (17)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hon Ming (SFC:AAK045) Chan 陳漢明 | RO 4, 9 | 2016-07 | 2017-05 |
| Kar Wah Chan 陳家驊 | RO 4, 9 | 2020-06 | 2020-09 |
| Francis Chiu 趙伯琛 | RO 4, 9 | 2017-06 | 2018-11 |
| Lei (SFC:BFN296) Fan 范磊 | RO 4, 9 | 2017-11 | 2019-01 |
| Wing Chiu Ho 何永釗 | RO 9 | 2015-09 | 2016-08 |
| Kelvin Hong 洪烯煌 | RO 4, 9 | 2019-03 | 2020-04 |
| Chi (SFC:AZF867) Wong 王智 | RO 9 | 2015-09 | 2016-08 |
| Wai San Wong 黃偉新 | RO 4 | 2017-03 | 2017-07 |
| Weng Fai Wong 黃永輝 | RO 4, 9 | 2019-01 | 2021-08 |
| Hon Keung Yeung 楊漢強 | RO 4, 9 | 2016-07 | 2017-09 |
| Xinyun Fan 范心云 | Rep 4, 9 | 2018-10 | 2019-03 |
| Bing (SFC:BOF626) Liu 劉冰 | Rep 4, 9 | 2019-05 | 2019-08 |
| Kun (SFC:BFP546) Wang 王坤 | Rep 4, 9 | 2018-05 | 2019-11 |
| Angel On Kay Wong 黃安琪 | Rep 4, 9 | 2019-05 | 2019-09 |
| Shao Xing Max Yang 楊少星 | Rep 4, 9 | 2019-05 | 2020-12 |
| Tak Yin Yiu 姚得賢 | Rep 4 | 2018-07 | 2018-09 |
| Bencai Zhao 趙本才 | Rep 4, 9 | 2019-06 | 2019-07 |
Showing 1–17 of 17