Tak Yin Yiu
姚得賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Yin Yiu (姚得賢), a licensed Responsible Officer with CE reference AGK517. Currently licensed at 2 firm(s): Leeds Securities Investment Limited, Leeds Fund International Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 42.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leeds Securities Investment Limited 競富證券金融有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-03 | present |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 4 — Advising on securities | 2022-05-12 | present |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 9 — Asset management | 2022-05-12 | present |
| Leeds Securities Investment Limited 競富證券金融有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-12 | 2022-08-03 |
| KuCoin Commodity Futures Limited | RO | Type 5 — Advising on futures contracts | 2021-08-12 | 2022-01-31 |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | 2020-06-09 | 2022-01-31 |
| KuCoin Commodity Futures Limited | RO | Type 2 — Dealing in futures contracts | 2020-06-09 | 2022-01-31 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | 2020-06-09 | 2022-01-31 |
| KuCoin Asset Management Limited | RO | Type 9 — Asset management | 2020-06-09 | 2022-01-31 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 9 — Asset management | 2019-11-27 | 2020-04-20 |
| Cheung On Securities Limited 長安證券有限公司 |
Rep | Type 9 — Asset management | 2019-02-28 | 2019-11-27 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-28 | 2020-04-20 |
| Cheung On Securities Limited 長安證券有限公司 |
RO | Type 4 — Advising on securities | 2019-02-28 | 2020-04-20 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-26 | 2018-09-18 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-26 | 2018-09-18 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-26 | 2018-09-18 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-03-30 | 2018-07-12 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-03-30 | 2018-07-12 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-20 | 2018-07-12 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 4 — Advising on securities | 2015-08-20 | 2018-07-12 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-24 | 2016-03-30 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-27 | 2015-08-20 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-12 | 2012-08-04 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-08 | 2011-08-29 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-08 | 2011-08-29 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-31 | 2011-04-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-03 | 2011-04-16 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-28 | 2010-08-31 |
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-02 | 2010-06-24 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-19 | 2009-07-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-26 | 2005-03-07 |
| Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-20 | 2004-10-19 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-01 |