Kelvin Hong
洪烯煌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Hong (洪烯煌), a licensed former licensee with CE reference ASX329. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fung One Securities Limited 豐元證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-08 | 2025-07-08 |
| Fung One Securities Limited 豐元證券有限公司 |
RO | Type 4 — Advising on securities | 2023-08-08 | 2025-07-08 |
| Fung One Securities Limited 豐元證券有限公司 |
RO | Type 9 — Asset management | 2023-08-08 | 2025-07-08 |
| Eternity Growth Asset Management Limited 長發資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-16 | 2023-07-31 |
| Eternity Growth Asset Management Limited 長發資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-12-16 | 2023-07-31 |
| Eternity Growth Asset Management Limited 長發資產管理有限公司 |
RO | Type 9 — Asset management | 2021-02-23 | 2023-07-31 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-07 | 2020-04-10 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-03-07 | 2020-04-10 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-03-07 | 2020-04-10 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
RO | Type 9 — Asset management | 2019-03-07 | 2020-04-10 |
| QFIN HK Limited | RO | Type 4 — Advising on securities | 2019-01-08 | 2019-02-28 |
| QFIN HK Limited | RO | Type 9 — Asset management | 2019-01-08 | 2019-02-28 |
| QFIN HK Limited | RO | Type 2 — Dealing in futures contracts | 2018-11-16 | 2019-02-28 |
| QFIN HK Limited | RO | Type 1 — Dealing in securities | 2018-04-19 | 2019-02-28 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-05-17 | 2018-04-04 |
| DaoKou Securities Limited 道口證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-14 | 2018-04-04 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-18 | 2016-09-14 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-22 | 2016-07-08 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 4 — Advising on securities | 2016-04-22 | 2016-07-08 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-08-12 | 2016-07-08 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-07-13 | 2016-07-08 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-14 | 2016-04-22 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-14 | 2015-07-13 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-05 | 2014-04-05 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-05 | 2014-04-05 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-08 | 2013-11-15 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-08 | 2013-11-15 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-05 | 2013-05-05 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-12 | 2013-05-05 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-12 | 2013-05-05 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-26 | 2011-07-04 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-26 | 2011-01-26 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-26 | 2011-07-04 |