Francis Chiu
趙伯琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Chiu (趙伯琛), a licensed Responsible Officer with CE reference AUV238. Currently licensed at 1 firm(s): CNO Capital (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNO Capital (Hong Kong) Limited 中海資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-04-08 | present |
| CNO Capital (Hong Kong) Limited 中海資本(香港)有限公司 |
RO | Type 9 — Asset management | 2026-04-08 | present |
| Nobo Capital Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2022-12-23 | 2023-04-17 |
| Nobo Capital Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2022-08-11 | 2023-04-17 |
| Nobo Capital Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2022-07-19 | 2022-08-11 |
| Hentech Global Management Company Limited 匯盈環球管理有限公司 |
RO | Type 9 — Asset management | 2018-12-06 | 2022-03-04 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-10-27 | 2018-11-30 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-13 | 2018-11-30 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-13 | 2018-11-30 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-13 | 2018-11-30 |
| Admiral Investment Limited 安泓投資有限公司 |
RO | Type 1 — Dealing in securities | 2015-05-27 | 2016-12-14 |
| Admiral Investment Limited 安泓投資有限公司 |
RO | Type 4 — Advising on securities | 2015-05-27 | 2016-12-14 |
| Admiral Investment Limited 安泓投資有限公司 |
RO | Type 9 — Asset management | 2015-05-27 | 2016-12-14 |
| Regal Portfolio Management Limited 富豪資產管理有公司 |
RO | Type 9 — Asset management | 2010-03-01 | 2014-08-01 |