Wai San Wong
黃偉新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai San Wong (黃偉新), a licensed Responsible Officer with CE reference AHP442. Currently licensed at 1 firm(s): Golden Lake Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Lake Capital Limited 金湖資本集團有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-30 | present |
| Golden Lake Capital Limited 金湖資本集團有限公司 |
RO | Type 4 — Advising on securities | 2024-05-30 | present |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-01 | 2023-09-26 |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 4 — Advising on securities | 2021-06-01 | 2023-09-26 |
| Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-05 | 2021-05-28 |
| Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 |
RO | Type 4 — Advising on securities | 2019-11-05 | 2021-05-28 |
| Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-18 | 2019-11-05 |
| Wealth Management Cube Limited 富方投資平台有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-08 | 2019-09-23 |
| Wealth Management Cube Limited 富方投資平台有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-15 | 2019-04-08 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-16 | 2019-01-26 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 9 — Asset management | 2019-01-16 | 2019-01-26 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-12 | 2019-01-26 |
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-12 | 2019-01-26 |
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-31 | 2018-10-16 |
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-08-31 | 2018-10-16 |
| LERTHAI Asset Management Limited 勒泰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-03-23 | 2017-07-31 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-12 | 2017-07-31 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-10-12 | 2017-07-31 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-05 | 2016-10-12 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-05 | 2016-10-12 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-20 | 2016-05-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-13 | 2016-05-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-12-13 | 2016-05-31 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-09 | 2010-08-11 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-25 | 2010-08-11 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-18 |