Siu Lun (SFC:ADJ935) Lau
劉兆倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lun (SFC:ADJ935) Lau (劉兆倫), a licensed former licensee with CE reference ADJ935. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-31 | 2014-08-31 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-08-06 | 2014-08-31 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-08-06 | 2014-08-31 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-09-01 | 2012-08-06 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-15 | 2013-01-31 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-15 | 2012-08-06 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2009-02-12 | 2010-04-23 |