Shuk Yi Lee
李淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yi Lee (李淑儀), a licensed former licensee with CE reference ADN792. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-07 | 2014-04-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-15 | 2014-04-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-15 | 2014-04-11 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-15 | 2014-04-11 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-19 | 2013-10-01 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-19 | 2013-10-01 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 9 — Asset management | 2013-02-19 | 2013-10-01 |