China Shenghai Investment Management Limited

中國盛海投資管理有限公司
CE No. AGX454 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Shenghai Investment Management Limited (中國盛海投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AGX454. Current licensed staff on file: 0 (total recorded over time: 25). Earliest licence on file: 2009-09-18.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2009-09-18 2014-03-19
Type 4 — Advising on securities present 2014-03-19
Type 9 — Asset management present 2014-03-19

Licensed staff (all-time) (25)
Active on date

Name Activities First licensed To
Raymond Lei Chen 陳雷 RO 1, 4, 9 Rep 1, 4, 9 2009-09 2012-11
Louis Man Fai Kwan 關文輝 RO 4, 9 Pre-2003 2006-06
Derek Ho Yin Lee 李浩然 RO 1, 4, 9 Rep 1, 4, 9 2011-07 2013-11
Craig Blaser Lindsay RO 1, 4, 9 Rep 4 2007-03 2014-03
Yuen Kin Lo 盧元堅 RO 1, 4, 9 Rep 9 2009-02 2013-08
Junyan Wang 王俊彥 RO 1, 4, 9 Pre-2003 2011-04
Wai Kin (SFC:ACC364) Yeung 楊偉堅 RO 4, 9 2006-05 2007-05
Faris Ibrahim Taha Ayoub Rep 1, 4, 9 2013-02 2013-04
Xiaoxiao Cai 蔡驍驍 Rep 1, 4, 9 2010-11 2013-11
Chi Hang Chan 陳志恆 Rep 4, 9 2007-03 2008-11
Eva Yee Wah (SFC:AGM562) Chan 陳綺華 Rep 4, 9 2008-01 2008-08
Mei Gao 高梅 Rep 1, 4, 9 2009-12 2013-10
Rongjun Guo 郭榮君 Rep 1, 4, 9 2010-10 2012-06
Ho Yin Lai 黎浩然 Rep 4, 9 2006-06 2007-01
Hang Cheong Lau 劉恒昌 Rep 4, 9 2006-11 2008-10
Shuk Yi Lee 李淑儀 Rep 1, 4, 9 2013-02 2013-10
Bingshan Li 李冰山 Rep 4, 9 2007-08 2011-12
Yuen Chi Shih 施婉智 Rep 1, 4, 9 2010-04 2011-01
Mingzhu Tang 唐明珠 Rep 1, 4, 9 2009-10 2010-07
Yuen Ning Tsai 蔡婉寧 Rep 1, 4, 9 2012-09 2013-11
Stephen (SFC:AJO207) Wong 黃錦豪 Rep 4, 9 2008-06 2008-08
Nga Mui Wu 胡雅梅 Rep 1, 4 2010-04 2010-11
Tsz Man Yam 任子文 Rep 1, 4, 9 2013-02 2013-10
Yongjie Zhang 張永捷 Rep 4, 9 Pre-2003 2004-05
Tingting Zhou 周婷婷 Rep 1, 4, 9 2009-11 2009-12
Showing 1–25 of 25

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