Tsz Man Yam
任子文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Man Yam (任子文), a licensed Responsible Officer with CE reference AIC212. Currently licensed at 1 firm(s): Shanghai Securities (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 9 — Asset management | 2024-06-11 | present |
| Capital Management Limited 嘉德投資管理有限公司 |
RO | Type 9 — Asset management | 2023-01-20 | 2024-03-17 |
| Capital Management Limited 嘉德投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-04 | 2023-01-20 |
| MTI Management (HK) Limited |
RO | Type 4 — Advising on securities | 2021-06-15 | 2022-10-15 |
| MTI Management (HK) Limited |
RO | Type 9 — Asset management | 2021-06-15 | 2022-10-15 |
| Granville Financial Services Company Limited 均富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-12 | 2021-05-31 |
| Granville Financial Services Company Limited 均富金融服務有限公司 |
RO | Type 9 — Asset management | 2017-11-21 | 2021-05-31 |
| Dakin Securities Limited 德健證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-14 | 2017-11-10 |
| Dakin Asset Management Limited 德健資產管理有限公司 |
RO | Type 9 — Asset management | 2017-02-14 | 2017-11-10 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-22 | 2017-02-13 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-22 | 2017-02-13 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-18 | 2013-10-01 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-18 | 2013-10-01 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 9 — Asset management | 2013-02-18 | 2013-10-01 |
| Blossomhill Investment Limited 豐碩投資有限公司 |
Rep | Type 9 — Asset management | 2011-04-29 | 2013-01-16 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-24 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-24 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-24 |