Shanghai Securities (Hong Kong) Limited

上海證券(香港)有限公司

CE No. BQK277 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanghai Securities (Hong Kong) Limited (上海證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BQK277. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 5). Earliest licence on file: 2021-03-19.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Room 1155, 12/F, 133 Wai Yip Street, Kwun Tong, Kowloon

Licence history

Activity	From	To
Type 1 — Dealing in securities	2021-03-19	present
Type 4 — Advising on securities	2021-03-19	present
Type 9 — Asset management	2023-03-23	present

Licensed staff (all-time) (5)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Tat Man Chu 朱達文	RO 1, 4, 9 Rep 1	2021-03	2023-09
Jackie Ching Wan Fung 馮青雲	RO 1, 4, 9	2021-03	Present
Jerry Yee Meng Low	RO 1	2021-03	2022-05
Xiaoxing Ni 倪曉星	RO 1, 4, 9	2023-06	Present
Tsz Man Yam 任子文	RO 9	2024-06	Present