Xiaoxing Ni
倪曉星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxing Ni (倪曉星), a licensed Responsible Officer with CE reference BQM053. Currently licensed at 1 firm(s): Shanghai Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-15 | present |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-06-15 | present |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 9 — Asset management | 2023-06-15 | 2024-01-26 |