Tat Man Chu
朱達文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Man Chu (朱達文), a licensed Responsible Officer with CE reference AYF494. Currently licensed at 1 firm(s): PingPong Intelligence Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 23.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PingPong Intelligence Limited 乒乓智匯有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-11 | present |
| PingPong Intelligence Limited 乒乓智匯有限公司 |
RO | Type 4 — Advising on securities | 2024-12-11 | present |
| PingPong Intelligence Limited 乒乓智匯有限公司 |
RO | Type 9 — Asset management | 2024-12-11 | present |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-29 | 2024-10-04 |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-29 | 2024-10-04 |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
RO | Type 9 — Asset management | 2023-12-29 | 2024-10-04 |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-16 | 2023-12-29 |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-16 | 2023-12-29 |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-11-16 | 2023-12-29 |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 9 — Asset management | 2023-03-23 | 2023-09-01 |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-07 | 2023-09-01 |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-19 | 2021-12-07 |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-03-19 | 2023-09-01 |
| ForthTech Capital Limited | RO | Type 4 — Advising on securities | 2019-08-02 | 2020-05-05 |
| ForthTech Capital Limited | RO | Type 9 — Asset management | 2019-08-02 | 2020-05-05 |
| NTF Asset Management Limited | RO | Type 9 — Asset management | 2018-08-03 | 2018-10-22 |
| NTF Asset Management Limited | Rep | Type 9 — Asset management | 2017-05-31 | 2018-08-03 |
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2016-10-19 | 2017-01-06 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-23 | 2015-11-23 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
Rep | Type 9 — Asset management | 2013-08-23 | 2015-11-23 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-10 | 2012-10-17 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-10 | 2012-10-17 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-10 | 2012-10-17 |