Jackie Ching Wan Fung
馮青雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jackie Ching Wan Fung (馮青雲), a licensed Responsible Officer with CE reference AOB388. Currently licensed at 1 firm(s): Shanghai Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 28.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 9 — Asset management | 2023-03-23 | present |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-19 | present |
| Shanghai Securities (Hong Kong) Limited 上海證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-03-19 | present |
| Pearl Bridge Securities Limited 橋匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-30 | 2021-01-31 |
| Pearl Bridge Securities Limited 橋匯證券有限公司 |
RO | Type 4 — Advising on securities | 2020-09-30 | 2021-01-31 |
| Pearl Bridge Asset Management Limited 橋匯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-21 | 2020-08-21 |
| Pearl Bridge Asset Management Limited 橋匯資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-21 | 2020-08-21 |
| Pearl Bridge Asset Management Limited 橋匯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-21 | 2021-01-31 |
| Pearl Bridge Asset Management Limited 橋匯資產管理有限公司 |
RO | Type 9 — Asset management | 2020-08-21 | 2021-01-31 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-20 | 2020-06-03 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-20 | 2020-06-03 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 9 — Asset management | 2020-05-20 | 2020-06-03 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-10 | 2019-09-18 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-10 | 2019-09-18 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-01-10 | 2019-09-18 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-18 | 2017-01-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-18 | 2018-07-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-02-19 | 2013-08-18 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-02-19 | 2013-08-18 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-11-02 | 2018-03-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-12 | 2017-01-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-09 | 2013-02-19 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-09 | 2013-02-19 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-23 | 2011-04-14 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-23 | 2011-04-14 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2008-02-21 | 2008-10-09 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-14 | 2008-02-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-21 | 2008-02-01 |