Xiaoxiao Cai
蔡驍驍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxiao Cai (蔡驍驍), a licensed former licensee with CE reference AWH776. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
RO | Type 9 — Asset management | 2023-01-05 | 2024-10-21 |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-11-07 | 2023-01-05 |
| Yong Rong (HK) Asset Management Limited 涌容(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2016-04-14 | 2022-10-31 |
| Yong Rong (HK) Asset Management Limited 涌容(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-16 | 2016-04-14 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-16 | 2013-11-11 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-16 | 2013-11-11 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 9 — Asset management | 2010-11-16 | 2013-11-11 |