Ho Yin Lai
黎浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Lai (黎浩然), a licensed Responsible Officer with CE reference AIH679. Currently licensed at 1 firm(s): First Shanghai Investment Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-03-18 | present |
| First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-03-18 | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-01-18 | 2014-08-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-01-18 | 2014-08-31 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-10 | 2013-01-18 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-08-10 | 2013-01-18 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-03-12 | 2008-08-04 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-16 | 2007-01-31 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 9 — Asset management | 2006-06-16 | 2007-01-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-30 | 2006-06-28 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-12 |