First Shanghai Investment Management (HK) Limited

第一上海投資管理(香港)有限公司

CE No. BEQ584 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Shanghai Investment Management (HK) Limited (第一上海投資管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BEQ584. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 8). Earliest licence on file: 2015-03-18.

More firms doing Advising on securities →More firms doing Asset management →

Registered address

19/F, Wing On House, 71 Des Voeux Road Central

Licence history

Activity	From	To
Type 4 — Advising on securities	2015-03-18	present
Type 9 — Asset management	2015-03-18	present

Licensed staff (all-time) (8)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Ho Yin Lai 黎浩然	RO 4, 9	2015-03	Present
Cheong Wing Lee 李昌榮	RO 4, 9 Rep 4, 9	2015-11	2016-05
Wai Kin (SFC:ACC364) Yeung 楊偉堅	RO 4, 9	2015-03	Present
Philippe Jianhong Zhang 張建宏	RO 4, 9 Rep 4, 9	2022-11	Present
Siyu Cheng 成思雨	Rep 4, 9	2023-02	Present
Xiaotian Jiang 姜晓天	Rep 9	2017-05	2022-02
Eric Chun Sun Poon 潘浚燊	Rep 9	2025-11	Present
Michael Mervyn Sheen 辛丁元	Rep 4, 9	2023-03	2025-01