Eric Chun Sun Poon
潘浚燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Chun Sun Poon (潘浚燊), a licensed Representative with CE reference AEQ238. Currently licensed at 3 firm(s): First Shanghai Investment Management (HK) Limited, First Shanghai Securities Limited, First Shanghai Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 30.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Investment Management (HK) Limited 第一上海投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2025-11-18 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-28 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-08-28 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-28 | present |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-06 | 2025-03-12 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2025-02-06 | 2025-03-12 |
| South China Investment Management Limited 南華投資管理有限公司 |
RO | Type 9 — Asset management | 2025-02-06 | 2025-03-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-10 | 2025-02-06 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-12-10 | 2025-03-12 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-10 | 2025-02-06 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-12-10 | 2025-02-06 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-04-17 | 2024-09-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-14 | 2024-09-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2022-12-14 | 2024-09-04 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 9 — Asset management | 2022-12-14 | 2024-09-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-22 | 2022-12-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-22 | 2022-12-14 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-22 | 2022-12-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-01 | 2022-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-01 | 2022-08-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2021-03-01 | 2022-08-31 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-16 | 2021-02-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-01-16 | 2021-02-01 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
RO | Type 9 — Asset management | 2018-01-16 | 2021-02-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-22 | 2018-01-16 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-22 | 2018-01-16 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-22 | 2018-01-16 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-03-11 | 2017-09-04 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-24 | 2017-09-04 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-21 | 2017-09-04 |