Junyan Wang
王俊彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junyan Wang (王俊彥), a licensed Responsible Officer with CE reference ADA695. Currently licensed at 1 firm(s): China Alpha Fund Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-08-29 | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-08-29 | present |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-17 | 2014-08-29 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-06-17 | 2014-08-29 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-18 | 2011-04-28 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-08-01 | 2014-01-01 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2008-08-01 | 2014-01-01 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2011-04-28 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 4 — Advising on securities | present | 2006-12-31 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-12-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-12-31 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 9 — Asset management | present | 2011-04-28 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 9 — Asset management | present | 2006-12-31 |