Raymond Lei Chen
陳雷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Lei Chen (陳雷), a licensed former licensee with CE reference AJD981. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-13 | 2012-11-16 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 4 — Advising on securities | 2010-05-13 | 2012-11-16 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 9 — Asset management | 2010-05-13 | 2012-11-16 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-21 | 2010-05-13 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-04 | 2010-05-13 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-04 | 2010-05-13 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-25 | 2009-07-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-08 | 2006-03-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-09-08 | 2006-03-10 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 — Asset management | 2003-10-27 | 2004-08-31 |