Rongjun Guo
郭榮君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rongjun Guo (郭榮君), a licensed Representative with CE reference ASW836. Currently licensed at 1 firm(s): Zhongtai International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-20 | present |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-20 | present |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-10 | 2018-08-03 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-10 | 2019-05-12 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-05-10 | 2019-05-12 |
| Eastern Marathon Investment Management (Hong Kong) Company Limited 東方馬拉松投資管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2012-07-10 | 2013-04-30 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-04 | 2012-06-30 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-04 | 2012-06-30 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 9 — Asset management | 2010-10-04 | 2012-06-30 |