Eastern Marathon Investment Management (Hong Kong) Company Limited

東方馬拉松投資管理（香港）有限公司

CE No. AQS566 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eastern Marathon Investment Management (Hong Kong) Company Limited (東方馬拉松投資管理（香港）有限公司), a Hong Kong-based licensed corporation with CE reference AQS566. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 9). Earliest licence on file: 2008-05-21.

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Registered address

Flat 1237, 12/F, Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan

Licence history

Activity	From	To
Type 9 — Asset management	2008-05-21	present
Type 4 — Advising on securities	2014-08-22	2017-01-09

Licensed staff (all-time) (9)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Peng Kong 孔鵬	RO 4, 9	2012-08	Present
Yun Yang 楊云	RO 9	2008-05	Present
Zhaomin Zhong 钟兆民	RO 4, 9	2008-05	Present
Mingbo Zhou 周明波	RO 9	2008-05	2016-03
Kit Chiu 趙杰	Rep 4, 9	2016-05	2016-11
Rongjun Guo 郭榮君	Rep 9	2012-07	2013-04
Jessica Yee-Man Lee 李綺雯	Rep 4, 9	2012-08	2016-02
Dongfang (SFC:BFJ635) Li 李東方	Rep 9	2018-01	2020-03
Shuguang Mao 毛曙光	Rep 9	2012-06	2013-04