Dongfang (SFC:BFJ635) Li
李東方
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dongfang (SFC:BFJ635) Li (李東方), a licensed former licensee with CE reference BFJ635. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastern Marathon Investment Management (Hong Kong) Company Limited 東方馬拉松投資管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2018-01-12 | 2020-03-31 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-12 | 2015-07-17 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-12 | 2015-07-17 |