Tingting Zhou
周婷婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tingting Zhou (周婷婷), a licensed former licensee with CE reference AUG803. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Crest Partners Limited 和宸資產管理有限公司 |
RO | Type 9 — Asset management | 2024-01-08 | 2026-04-30 |
| Golden K2 Securities Limited | Rep | Type 6 — Advising on corporate finance | 2020-08-07 | 2021-06-17 |
| Golden K2 Securities Limited | Rep | Type 1 — Dealing in securities | 2020-07-10 | 2023-05-10 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-10 | 2023-05-10 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-22 | 2020-07-07 |
| SDIC Securities Corporate Finance (Hong Kong) Limited 國投證券融資（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-21 | 2018-03-22 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-26 | 2020-07-07 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-30 | 2009-12-22 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-30 | 2009-12-22 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 9 — Asset management | 2009-11-30 | 2009-12-22 |