Lai Ping Hung
熊麗萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ping Hung (熊麗萍), a licensed former licensee with CE reference AGC465. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-07-19 | 2023-03-31 |
| Tiger Faith Asset Management Limited 駿達資產管理有限公司 |
RO | Type 9 — Asset management | 2019-07-19 | 2023-03-31 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 4 — Advising on securities | 2017-07-31 | 2019-07-19 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 9 — Asset management | 2017-07-31 | 2019-07-19 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-09-26 | 2016-12-05 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 9 — Asset management | 2012-09-26 | 2016-12-05 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-03 | 2012-09-26 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-09-03 | 2012-09-26 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 9 — Asset management | 2009-05-13 | 2012-06-30 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 4 — Advising on securities | 2009-03-02 | 2012-06-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-10 | 2012-06-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
RO | Type 4 — Advising on securities | 2007-04-10 | 2012-06-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-09 | 2007-04-10 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | 2006-05-10 | 2009-05-13 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
RO | Type 9 — Asset management | 2005-07-29 | 2006-01-29 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-04-10 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-03-02 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-11 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-11-07 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-07-29 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-11 |