Stanley Chong Kit Au

區宗傑
CE No. AAA969 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Chong Kit Au (區宗傑), a licensed Responsible Officer with CE reference AAA969. Currently licensed at 1 firm(s): Delta Asia Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.

Licence history

FirmRoleRegulated activityFromTo
Delta Asia Securities Limited
滙業證券有限公司
RO Type 9 — Asset management 2025-12-04 present
Delta Asia Securities Limited
滙業證券有限公司
RO Type 1 — Dealing in securities present present
Delta Asia Securities Limited
滙業證券有限公司
RO Type 4 — Advising on securities present present
Delta Asia Securities Limited
滙業證券有限公司
RO Type 3 — Leveraged foreign exchange trading 2011-12-23 2020-09-21
Sun Delta Securities Limited
匯業三陽證券有限公司
RO Type 1 — Dealing in securities present 2003-09-18
Delta Asia Wealth Management Limited
滙業財富管理有限公司
RO Type 4 — Advising on securities present 2025-08-04
Sun Delta Securities Limited
匯業三陽證券有限公司
RO Type 4 — Advising on securities present 2003-09-18
Delta Asia Securities Limited
滙業證券有限公司
RO Type 6 — Advising on corporate finance present 2005-01-14
Delta Asia Wealth Management Limited
滙業財富管理有限公司
RO Type 6 — Advising on corporate finance present 2005-01-14
Sun Delta Securities Limited
匯業三陽證券有限公司
RO Type 6 — Advising on corporate finance present 2003-09-18
Delta Asia Securities Limited
滙業證券有限公司
RO Type 7 — Providing automated trading services present 2003-11-07
Delta Asia Securities Limited
滙業證券有限公司
RO Type 9 — Asset management present 2005-01-14
Delta Asia Wealth Management Limited
滙業財富管理有限公司
RO Type 9 — Asset management present 2025-08-04
Sun Delta Securities Limited
匯業三陽證券有限公司
RO Type 9 — Asset management present 2003-09-18

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