Tin Yan Suen
孫天欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Yan Suen (孫天欣), a licensed former licensee with CE reference AXR986. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-13 | 2024-03-31 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 4 — Advising on securities | 2023-01-13 | 2024-03-31 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 9 — Asset management | 2023-01-13 | 2024-03-31 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-26 | 2022-12-31 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 9 — Asset management | 2022-08-26 | 2022-12-31 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 9 — Asset management | 2022-03-08 | 2022-07-08 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-19 | 2022-07-08 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 4 — Advising on securities | 2021-08-19 | 2022-07-08 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-16 | 2021-08-19 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 9 — Asset management | 2020-06-16 | 2022-03-08 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-15 | 2021-08-19 |
| CVP Asset Management Limited |
Rep | Type 4 — Advising on securities | 2019-07-25 | 2020-04-18 |
| CVP Asset Management Limited |
Rep | Type 9 — Asset management | 2019-07-25 | 2020-04-18 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-11 | 2020-06-01 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 9 — Asset management | 2019-04-04 | 2019-05-25 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-18 | 2019-05-25 |
| STAR RIVER SECURITIES LIMITED 星河證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2019-05-25 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 9 — Asset management | 2017-06-21 | 2017-10-16 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-11 | 2017-10-16 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-11 | 2017-10-16 |
| Equities First Holdings Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-03-01 | 2017-03-24 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-22 | 2014-03-08 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-22 | 2014-03-08 |