Yeqing Tao
陶冶青
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yeqing Tao (陶冶青), a licensed Responsible Officer with CE reference AOK964. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Active regulated activities: Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-05-27 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-06-15 | 2024-05-27 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-02-27 | 2007-12-24 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-16 | 2007-12-24 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-16 | 2007-12-24 |