Tat Man So
蘇達文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Man So (蘇達文), a licensed Responsible Officer with CE reference AGG842. Currently licensed at 1 firm(s): Bright Stream Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Stream Capital Management Limited 晴川資本管理有限公司 |
RO | Type 9 — Asset management | 2018-02-12 | present |
| Bright Stream Capital Management Limited 晴川資本管理有限公司 |
Rep | Type 9 — Asset management | 2012-11-21 | 2018-02-12 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2008-12-11 | 2009-01-23 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2007-12-10 | 2008-10-16 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-12 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-12 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-05 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-05 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |