Louis Hang Fai So
蘇恒輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Hang Fai So (蘇恒輝), a licensed former licensee with CE reference AFY701. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-04 | 2017-10-10 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-04 | 2017-10-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-04 | 2017-10-10 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2017-09-04 | 2017-10-10 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 — Asset management | 2017-09-04 | 2017-10-10 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-11 | 2017-08-28 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-11 | 2017-08-28 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-29 | 2013-09-16 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2008-01-29 | 2013-09-16 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2008-01-29 | 2013-09-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-03-22 | 2004-05-13 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-18 | 2004-05-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-03 | 2004-05-13 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-03 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-03 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-03 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-03 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-02 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-02 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-02 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-02 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-02 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-02 |