John Wesley Lord II
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Wesley Lord II ( ), a licensed former licensee with CE reference AHA448. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ginseng Capital Advisors Limited |
RO | Type 9 — Asset management | 2009-07-28 | 2015-05-05 |
| Ginger Capital Management Limited |
RO | Type 4 — Advising on securities | 2006-08-16 | 2009-04-06 |
| Ginger Capital Management Limited |
RO | Type 5 — Advising on futures contracts | 2006-08-16 | 2009-04-06 |
| Ginger Capital Management Limited |
RO | Type 9 — Asset management | 2006-08-16 | 2009-04-06 |
| Ginger Capital Management Limited |
Rep | Type 4 — Advising on securities | 2006-07-12 | 2006-08-16 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-03-28 |
| ETRADE Securities Limited 億創證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-03-28 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2006-03-28 |
| ETRADE Securities Limited 億創證券有限公司 |
RO | Type 4 — Advising on securities | present | 2006-03-28 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-03-19 |
| ETRADE Securities Limited 億創證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-03-19 |