Philip Kin Lip Fok
霍建立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Kin Lip Fok (霍建立), a licensed Representative with CE reference AED915. Currently licensed at 1 firm(s): JPMorgan Funds (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-22 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-06 | present |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-05 | 2020-04-14 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-05 | 2020-04-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-22 | 2015-06-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-17 | 2015-06-01 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2012-07-03 | 2012-11-16 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2011-06-21 | 2012-11-16 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-17 | 2011-06-10 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-24 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-24 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-24 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-24 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-23 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-23 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-23 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-23 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-23 |
| ETRADE Securities Limited 億創證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-23 |