Wing Ho Mok
莫穎豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ho Mok (莫穎豪), a licensed Representative with CE reference BLH458. Currently licensed at 1 firm(s): Changjiang Securities Brokerage (HK) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-20 | present |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2025-01-13 | 2025-05-12 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-01 | 2024-12-31 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-01 | 2024-12-31 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 — Asset management | 2024-11-01 | 2024-12-31 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-06 | 2024-04-20 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-04 | 2024-04-20 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-18 | 2024-04-20 |