Ka Wai Lio
廖伽偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Lio (廖伽偉), a licensed Representative with CE reference BQB863. Currently licensed at 1 firm(s): UCAP Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 3.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-30 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-30 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 — Asset management | 2020-09-30 | present |