Chia Hui Shen
沈佳慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia Hui Shen (沈佳慧), a licensed former licensee with CE reference BSU541. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-22 | 2022-08-26 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-22 | 2022-08-26 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 — Asset management | 2022-07-22 | 2022-08-26 |