Yee Wan Chiu
趙依允
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Wan Chiu (趙依允), a licensed Representative with CE reference AOZ097. Currently licensed at 1 firm(s): Sinohope Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-14 | present |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-14 | present |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2025-10-14 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-09 | 2025-09-11 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-25 | 2025-09-11 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-25 | 2025-09-11 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-03-25 | 2025-09-11 |
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2023-10-26 | 2023-11-09 |
| Delftware Capital Management (HK) Limited 德衛奧資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2023-10-26 | 2023-11-09 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-27 | 2023-09-22 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
RO | Type 4 — Advising on securities | 2021-04-27 | 2023-09-22 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
RO | Type 9 — Asset management | 2021-04-27 | 2023-09-22 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-15 | 2021-04-27 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-15 | 2021-04-27 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 — Asset management | 2021-01-15 | 2021-04-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-04 | 2014-08-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-30 | 2009-04-30 |