Hiu Lung Chan
陳曉龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Lung Chan (陳曉龍), a licensed Representative with CE reference BGU842. Currently licensed at 1 firm(s): UCAP Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-11 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-11 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 — Asset management | 2024-04-11 | present |
| Up Way Securities Limited 金榮証券有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-18 | 2023-03-13 |
| Up Way Securities Limited 金榮証券有限公司 |
RO | Type 4 — Advising on securities | 2021-01-18 | 2023-03-13 |
| Hoi Yick International Securities Limited 開億國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-04 | 2020-10-20 |
| Hoi Yick International Securities Limited 開億國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-09-04 | 2020-10-20 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-29 | 2019-09-01 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-29 | 2019-09-01 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-18 | 2017-12-18 |
| CLC Futures Limited 創僑期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-18 | 2017-12-18 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-11 | 2017-03-31 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-11 | 2017-03-31 |