Up Way Securities Limited
金榮証券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Up Way Securities Limited (金榮証券有限公司), a Hong Kong-based licensed corporation with CE reference BQF903. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2021-01-18.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2021-01-18 | 2023-03-15 |
| Type 4 — Advising on securities | 2021-01-18 | 2023-03-15 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hiu Lung Chan 陳曉龍 | RO 1, 4 | 2021-01 | 2023-03 |
| Ka Kiu Fong 方家翹 | RO 1, 4 | 2021-01 | 2022-10 |
| Yan Suet Wong 王恩雪 | Rep 1 | 2021-04 | 2021-05 |
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