Yan Suet Wong
王恩雪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Suet Wong (王恩雪), a licensed former licensee with CE reference ASF777. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Up Way Securities Limited 金榮証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-22 | 2021-05-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-20 | 2020-11-27 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-20 | 2020-11-27 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-22 | 2015-08-08 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-22 | 2015-08-08 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-19 | 2013-04-20 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-19 | 2013-04-20 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-09 | 2011-01-16 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-09 | 2011-01-16 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-14 | 2009-08-16 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-14 | 2009-08-16 |