Chien-Hsiu Hu
胡建修
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chien-Hsiu Hu (胡建修), a licensed former licensee with CE reference ATN334. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SingAlliance (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-04-09 | 2022-04-01 |
| SingAlliance (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-04-09 | 2022-04-01 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-05 | 2021-02-01 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-05 | 2021-02-01 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 — Asset management | 2020-11-05 | 2021-02-01 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-24 | 2016-07-01 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-24 | 2016-07-01 |