Yuen Mei Tam
譚婉薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Mei Tam (譚婉薇), a licensed Representative with CE reference AAD111. Currently licensed at 1 firm(s): LGT Investment Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2012-05-25 | present |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-12-31 | 2012-04-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-08-06 | 2012-04-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-08-06 | 2011-02-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2004-08-06 | 2012-04-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-16 | 2004-08-06 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-03-16 | 2004-08-06 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-03-16 | 2004-08-06 |