Hoi Yan Wong
黃凱欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan Wong (黃凱欣), a licensed Representative with CE reference AFR863. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-26 | present |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-07 | 2012-03-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-03-07 | 2012-03-31 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-20 | 2011-02-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2010-02-26 | 2010-04-30 |