Wing Yee Tam
譚詠儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yee Tam (譚詠儀), a licensed former licensee with CE reference AEC589. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hope Chain Asset Management Co., Limited 合縱資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-09 | 2024-11-15 |
| Hope Chain Asset Management Co., Limited 合縱資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-05-09 | 2024-11-15 |
| PSI Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2017-03-10 | 2017-05-09 |
| PSI Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2017-03-10 | 2017-05-09 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-08 | 2009-06-29 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-12-08 | 2009-06-29 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-12-08 | 2009-06-29 |